Ethical & Professional Standards
What ethical & professional standards means
The CFA Institute Code of Ethics and Standards of Professional Conduct.
Before you start
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Worked example
One question from this skill's own question bank, shown with its full working.
Under the Standards, material non-public information must:
- be traded on quickly
- not be used or caused to be used
- be shared with best clients
- be posted online
Working: Standard II(A) prohibits acting on material non-public information.
Curriculum and exam alignment
Curriculum notes are a general guide to where this work normally sits. Always check the syllabus your school or examination body is currently using.
Related skills
Other CFA Level I Extended Practice skills in CFA Institute, at the same point in the course.
Other CFA Institute topics
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Exams that assess ethical & professional standards
University work on this skill feeds directly into these exam papers. Each page lists the CFA Institute topics that appear on it.
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Practise ethical & professional standards
8 questions with a worked answer after every attempt, and a SmartScore that tracks how close you are to mastery.
